2026 Outlook on Managing Compliance Risk in an Era of Financial Modernization

The financial services landscape continues to evolve, bringing heightened expectations, new operating realities, and increased scrutiny of how compliance and audit programs are designed, tested, and sustained. This in-depth discussion with compliance and audit practitioners will explore expectations specifically in the areas of:

• Designing Leading AML and Sanctions Programs for Banking and Fintechs
• Bank Charter Models: Constraints and Implications
• PII Data Breaches and Operational Resilience
• Human Capital and Accountability in Compliance and Internal Audit

Featured Speakers:

Alison Young is currently the Deputy Head of Financial Crime Compliance for North America and Sanctions Manager at Rabobank. She has been in Financial Crime Compliance and regulatory compliance for over 20 years and chairs the International Bank Regulatory Compliance Committee.

Michele M. Fleming is a Director at the AIBACP and founder of REACH ADVISORY LLC. A success-focused NY attorney and former Chief Compliance Officer (CLS Bank International) with extensive regulatory, compliance, and risk management expertise.

Alex Rozman is a Director at the AIBACP and Chief Compliance Officer of Exodus Movement Inc., a NYSE-listed digital asset company, where he leads compliance strategy supporting public-company readiness and global expansion.

Uday Gulvadi is the 2026 Chair of the AIBACP and a Managing Director at Stout, where he leads the Regulatory Compliance and Financial Crimes Advisory practice.

Don’t miss this opportunity to engage on these critical topics and to raise/participate in candid thought-provoking dialogue.

Registration:

Members may register as follows: sign-in on the website https://www.aibacp.org, select “Upcoming Events” or click on the Register Here button.

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Non-members who wish to attend may apply for membership on the website.

Two (2) CPE Credits will be awarded to members